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Walter Joseph Mccormac

Bluefin Financial

Moorestown, NJ

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Current Employers
Bluefin Financial

212 West Route 38 Suite 106, Moorestown, NJ 08057 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-09-14
NJ RA APPROVED 2017-08-07
  • TX RA
    APPROVED_RES
    Since 2017-09-14
  • NJ RA
    APPROVED
    Since 2017-08-07

Branch Locations

212 West Route 38 Suite 106, Moorestown, NJ 08057 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Cherry Hill NJ 05/2003 Present
Securities America Advisors, Inc. Cherry Hill NJ 06/2003 Present
Money Management Financial Services Cherry Hill NJ 05/2003 Present
Money Management Financial Services Llc Dba Bluefin Financial Moorestown NJ 07/2017 Present
  • 05/2003 → Present
    Securities America, Inc.
    Cherry Hill, NJ
  • 06/2003 → Present
    Securities America Advisors, Inc.
    Cherry Hill, NJ
  • 05/2003 → Present
    Money Management Financial Services
    Cherry Hill, NJ
  • 07/2017 → Present
    Money Management Financial Services Llc Dba Bluefin Financial
    Moorestown, NJ
Previous Registrations
  • 2003-06-12 → 2017-11-30
    Securities America Advisors, Inc.
    Cherry Hill, NJ
    Moorestown, NJ
  • 1983-08-15 → 2003-04-17
    Prudential Equity Group, Llc
    Marlton, NJ
Other Businesses

REAL ESTATE FOR RENTAL INCOME RESIDENTIAL RENTAL PROPERTY RENTAL INCOME SELF AND SPOUSE 2 % TIME SPENT MONEY MANAGEMENT FINANCIAL SERVICES- INSURANCE SALES- PRESIDENT- INVESTMENT RELATED- START DATE: 3/1989 LOCATED AT 212 W ROUTE 38 STE 106; MOORESTOWN, NJ 08057 INVESTMENT ADVISORY - SECURITIES AMERICA ADVISORS - IAR- INVESTMENT RELATED- START DATE: 6/2003 LOCATED AT 212 W ROUTE 38 STE 106; MOORESTOWN, NJ 08057 DBA: Bluefin Financial MUNICIPAL COURT OF AUDUBON NEW JERSEY - COMMUNITY DISPUTE RESOLUTION COMMITTEE POSITION: sit on Mediation panel NATURE: I volunteer as Chairperson on the Municipal Court, Borough of Audubon, NN - Community Disputes Resolution Committee. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/19/2017 ADDRESS: 606 West Nicholson Road, Audubon NJ 08106, United States DESCRIPTION: I sit on a panel of court cases referred by the Municipal Judge where the parties agree to Mediation to resolve any dispute involving complaints filed if the parties agree to Mediation. A written agreement is signed by all parties if a settlement is reached otherwise the matter is referred back to the Municipal Court Judge.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-04-26
S63 Uniform Securities Agent State Law Examination 1981-03-19
  • S65 Uniform Investment Adviser Law Examination
    1993-04-26
  • S63 Uniform Securities Agent State Law Examination
    1981-03-19

View on SEC IAPD

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