Raymond Ernest Lee

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	1994-11-15

TX RA
APPROVED

Since 1994-11-15

Branch Locations

Galveston, TX • United States

5847 San Felipe Street Ste 3900, Houston, TX 77057 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Houston	TX	11/1994	Present

11/1994 → Present

Raymond James & Associates, Inc.

Houston, TX

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1980-06-17

S63 Uniform Securities Agent State Law Examination

1980-06-17

Other Names

Chip Lee
Raymond Ernest Lee