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Current Employers
Westminster Financial Advisory Corp

50 Chestnut Street Suite A-400, Beavercreek, OH 45440 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-06-01
PA RA APPROVED 2017-05-16
CA RA APPROVED 2017-05-15
  • FL RA
    APPROVED
    Since 2017-06-01
  • PA RA
    APPROVED
    Since 2017-05-16
  • CA RA
    APPROVED
    Since 2017-05-15

Branch Locations

1001 Bricknell Bay Drive Suite 2720, Miami, FL 33131 • United States

50 Chestnut Street Suite A-400, Beavercreek, OH 45440 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wunderlich Securities Memphis TN 01/2015 05/2017
Westminster Financial Securities Dayton OH 05/2017 Present
  • 01/2015 → 05/2017
    Wunderlich Securities
    Memphis, TN
  • 05/2017 → Present
    Westminster Financial Securities
    Dayton, OH
Previous Registrations
  • 2015-02-12 → 2017-05-15
    B. Riley Wealth Management
    Miami, FL
    New York, NY
  • 2011-09-23 → 2015-01-26
    Dominick & Dickerman Llc
    New York, NY
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-08
  • S66 Uniform Combined State Law Examination
    2011-09-08

View on SEC IAPD

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