Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

3600 Wilshire Blvd Suite 1914, Los Angeles, CA 90010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linda Gullett La Canada CA 07/2005 Present
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
California Lutheran University Thousand Oaks CA 04/2017 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 07/2005 → Present
    Linda Gullett
    La Canada, CA
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2017 → Present
    California Lutheran University
    Thousand Oaks, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. WORKING SOLUTIONS, 1820 PRESTON PARK BLVD STE 2000, PLANO, TX 75093, BEGAN 7/05 AS INDEPENDENT CONTRACTOR/CALL CENTER AGENT, NOT INVESTMENT RELATED, DEVOTES 15 HRS/WK, NONE DURING TRADING; 2. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 2009, 4HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; 3. CALIFORNIA LUTHERAN UNIVERSITY, NOT INVESTMENT RELATED, 60 WEST OLSEN RD. THOUSAND OAKS, CA 91360, MBA PROGRAM ADJUNCT PROFESSOR OF FINANCE, START 11/01/2013, 1-2HRS/WK (NON-TRADING HOURS), TEACH CAPSTONE COURSE TO MBA STUDENT; 4. NAME OF OTHER BUSINESS: PROVISORS INVESTMENT RELATED: NO ADDRESS: 15165 VENTURA BLVD #425, SHERMAN OAKS, CA 91403 NATURE OF BUSINESS: NETWORKING ORGANIZATION START DATE: 03/24/2016 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY NETWORKING MEETINGS. 5. NAME OF OTHER BUSINESS: CALIFORNIA LUTHERAN UNIVERSITY INVESTMENT RELATED: YES ADDRESS: 60 WEST OLSEN RD., THOUSAND OAKS, CA 91360 NATURE OF BUSINESS: EDUCATIONAL START DATE: 4/2017 ADJUNCT PROFESSOR - MASTER OF SCIENCE IN FINANCIAL PLANNING, APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: CREATE COURSE, TEACH COURSE, AND ADMINISTER FINAL EXAM 6. NAME OF OTHER BUSINESS:N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: DISPUTE RESOLUTION ; START DATE: 08/2019 ; POSITION/TITLE/RELATIONSHIP: BAR CERTIFIED MEDIATOR ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: ACTING AS NEUTRAL PARTY FOR CONFLICT RESOLUTION ; 7. NAME OF OTHER BUSINESS: NATIONAL ASSOCIATION OF DIVORCE PROFESSIONALS ; INVESTMENT RELATED: NO ; ADDRESS: 401 E LAS OLAS BLVD, FORT LAUDERDALE, FL 33301 ; NATURE OF BUSINESS: NETWORKING GROUP ; START DATE: 08/2019 ; POSITION/TITLE/RELATIONSHIP: ASSISTANT DIRECTOR ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR MAINTAINING SPEAKER CALENDAR FOR MEETINGS AND SHARING NATIONAL CONTENT ; 8. NAME OF OTHER BUSINESS: ATARA WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES / INSURANCE; START DATE: 12/2019; POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: INVESTMENT MANAGEMENT, FINANCIAL PLANNING, COUNSELING AND INSURANCE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-30
  • S66 Uniform Combined State Law Examination
    2008-05-30
Designations
Other Names
  • Linda Ellen Ruffalo
  • Linda Ellen Mcmillan
  • Linda Ellen Gullett

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor