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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-30 |
| VA | RA | APPROVED | 2015-02-25 |
| DC | RA | APPROVED | 2009-03-13 |
Branch Locations
8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States
Mclean, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Washington | DC | 03/2009 | Present |
| City National Bank | Mclean | VA | 07/2019 | Present |
(1) NAME OF ENTITY: St. Ann Catholic Church of Arlington, Va. ADDRESS: 5300 10th St. Arlington Virginia 22205 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Religious Institution START DATE: Jun 09, 2026 CAPACITY: Committee/Council Member DUTIES: The finance committee serves to help the pastor with parishioner input into important decisions for the parish. HOURS DEVOTED PER MONTH: About 2 and a half hours every other month - all meetings are held in the evening. HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-31 |
| S65 | Uniform Investment Adviser Law Examination | 1999-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-30 |
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