Richard Charles Kuriger

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-11-18

TX RA
APPROVED

Since 2021-11-18

Branch Locations

3040 Post Oak Boulevard Suite 2000, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rck Inc	Houston	TX	10/1978	Present
Mml Investors Services, Inc.	Houston	TX	03/1996	Present
Institutional Marketing Concept	Houston	TX	09/1998	Present
Mass Mutual Life Insurance Company	Houston	TX	03/1996	Present

10/1978 → Present

Rck Inc

Houston, TX
03/1996 → Present

Mml Investors Services, Inc.

Houston, TX
09/1998 → Present

Institutional Marketing Concept

Houston, TX
03/1996 → Present

Mass Mutual Life Insurance Company

Houston, TX

Other Businesses

(1) NAME: RICHARD C. KURIGER, III, INC.DBA RCK, INC. INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: FEE BASED INSURANCE ADVISOR POSITION: PRESIDENT OF RCK, INC START DATE: 10/30/1978 No. HR/MO: 20. NO. HR/MO DURING SEC TRADING: 20. (2) NAME: RCK, INC AND IMC INV REL: Y ADD: 3040 POST OAK BOULEVARD, SUITE 2000, HOUSTON, TX 77056 NATURE: INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: SALES, OWNERSHIP, AGENT, PRESIDENT START DATE: 1978 NO. HR/MO: 120. NO. HR/MO DURING SEC TRADING: 120. (3) NAME: RICHARD C. KURIGER III, INC. DBA RCK, INC. INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: REFERRALS POSITION: AGENT START DATE: 06/15/2023 No. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 4 DUTIES: REFER QUALIFIED PROSPECTS (4) NAME: ROTARY CLUB OF HOUSTON INV REL: N ADD: 2802 TIMMONS LN #22027, HOUSTON, TX 77027 NATURE: BOARD SERVICE POSITION: BOARD MEMBER START DATE: 07/01/2023 No. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DUTIES: LISTEN TO IDEAS, PRESENTERS AND THEN VOTE YES OR NO (5) NAME: RCK, INC. INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: HELP PEOPLE SELL THEIR INSURANCE POLICIES POSITION: PRESIDENT START DATE: 08/25/2025 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 DESCRIBE DUTIES: TO HELP PEOPLE SELL THEIR LIFE INSURANCE POLICIES. NO SOLICITATION. AS NEEDED ONLY. (6) NAME: RICHARD C. KURIGER III INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: BOARD SERVICE POSITION: SECRETARY START DATE: 01/07/2025 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: MEETING MANAGEMENT AND PREPARATION; TAKE MINUTES; COMPLIANCE AND POLICY ENFORCEMENT FOR HOA.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1982-08-04

S63 Uniform Securities Agent State Law Examination

1982-08-04

Other Names

Dick Kuriger
Richard Charles Kuriger

View on SEC IAPD