Best Investors Account Sign in

Ronny Lynn Knight

LPl Financial LLC

Austin, TX

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-25
  • TX RA
    APPROVED
    Since 2023-04-25

Branch Locations

Austin, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Austin TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Austin TX 11/2016 04/2023
Lpl Financial Austin TX 04/2023 Present
Previous Registrations
Other Businesses

1) 01/2023 - Ronny Knight - Real Estate Rental - Inv. Related - Owner - Start Date 08/01/2000 - 0hrs/month 2) 11/07/2023 - KNIGHT WEALTH MANAGEMENT LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 10/13/2023 - 0 Hours Per Month/ During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-10-20
  • S63 Uniform Securities Agent State Law Examination
    1986-10-20
Other Names
  • Ron Knight
  • R.L. Knight

View on SEC IAPD

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor