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Nine Elk Street, Albany, NY 12207 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-30 |
| TX | RA | APPROVED_RES | 2015-10-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| C. L. King & Associates, Inc. | Albany | NY | 01/1972 | Present |
| Paradigm Capital Management, Inc | Albany | NY | 07/1993 | Present |
OWNER/MANAGER, VARIOUS RENTAL PROPERTIES, NEW YORK AND RHODE ISLAND, NON-INVESTMENT RELATED, LESS THAN 1 HOUR PER MONTH (0 DURING BUSINESS HOURS), SINCE 1980
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-29 |
| S66 | Uniform Combined State Law Examination | 2004-05-10 |
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