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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-02-11 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
191 North Avenue, Mount Clemens, MI 48043 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jackson Natl | Lansing | MI | 05/1973 | Present |
| Ina/Cigna | Phila | PA | 05/1973 | Present |
| Insurance Agent Self Employed | Utica | MI | 05/1973 | Present |
| Federal Kemper | Long Grove | IL | 08/1985 | Present |
| Action Financial Planning Inc | Utica | MI | 06/1986 | Present |
| Sigma Financial Corporation | Ann Arbor | MI | 04/1997 | Present |
| Sigma Planning Corporation | Ann Arbor | MI | 12/1998 | Present |
1. ACTION GROUP, INC. - SALE OF PROPERTY AND CASUALTY INSURANCE. 2. Action Financial Planning, Inc. - sale of life and health insurance. 3. SIGMA PLANNING CORPORATION; FINANCIAL PLANNING. 4. SOME RENTAL PROPERTY I OWN - 191 NORTH AVE LLC., A MEMBER COMMERCIAL BUILDING WHICH HOUSES OUR COMPANY. 5. RESERVE MACOMB COUNTY SHERIFF MARINE SAFETY OFFICER, MACOMB CTY, MI. Volunteer position without compensation. START DATE: 6/1/18, approx. 15 hrs/mo. NOT INVESTMENT RELATED. 6. Board of Trustees - Masonic Temple, Detroit, MI. Overseeing the management of the building for the non-profit entity. Start date: 11/3/16, approx. 2 hrs/mo. Not investment related. Effective 1/17/20 - elected President of the Board of Trustees of the Masonic Temple Association of Detroit and sister company, 450 Temple, Inc. for a 3 year term. Preside at quarterly meetings. Approx. 10 hrs/wk, none during mkt hrs. 7. Masons - Member of Palestine Lodge 357; Member of Detroit Commandry Knights Templar, Excellent High Priest Palestine Chapter 159, Member of Detroit Commandry Knights Templar, Thrice Illustrious Master of Monroe Council No. 1. Start date: 6/1/18, approx. 10 hrs/mo. Not investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-01-14 |
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