Thomas Berry Johnson

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-09
SC	RA	APPROVED	2017-10-16
OH	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2019-01-09
SC RA
APPROVED

Since 2017-10-16
OH RA
APPROVED

Since 2009-06-01

Branch Locations

200 Public Square Suite 2600, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Cleveland	OH	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Cleveland, OH
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2000-10-12 → 2009-06-01

Citigroup Global Markets Inc.

Cleveland, OH

Cleveland, OH

Cleveland, OH

Other Businesses

URBANA HOLDING; FAMILY HOLDING COMPANY FOR THE PURPOSE OF PURCHASING OHIO STATE FOOTBALL TICKETS; CLEVELAND, OH; 1 HOUR AFTER BUSINESS; 0 DURING BUSINESS; 01/1980

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-11-26

S63 Uniform Securities Agent State Law Examination

1984-11-26

View on SEC IAPD