Paul Edward Johnson

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-01-26
FL	RA	APPROVED	2010-04-16
IN	RA	APPROVED	1998-12-16

TX RA
APPROVED_RES

Since 2016-01-26
FL RA
APPROVED

Since 2010-04-16
IN RA
APPROVED

Since 1998-12-16

Branch Locations

Bloomington, IN • United States

8801 River Crossing Blvd 4Th Floor, Indianapolis, IN 46240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Ft. Wayne	IN	06/1990	Present

06/1990 → Present

Ubs Financial Services Inc.

Ft. Wayne, IN

Other Businesses

OPERATE SMALL GRAIN FARM

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-10-14
S63	Uniform Securities Agent State Law Examination	1980-02-12

S65 Uniform Investment Adviser Law Examination

1994-10-14
S63 Uniform Securities Agent State Law Examination

1980-02-12