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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
603 Stanwix St Ste 1200, Pittsburgh, PA 15222 • United States
Pittsburgh, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ifft & Palmer Associates, Llc | Pittsburgh | PA | 07/2013 | Present |
| Voya Financial Advisors | Pittsburgh | PA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY:HOPE NETWORK; No; 320 GUYS RUN RD; PITTSBURGH; PA; 15238; NON-PROFIT ORGANIZATION; BOARD OF DIRECTORS; 7/1/2004; 1; 1; ASSIST WITH PROGRAMS FOR THE PHYSICALLY DISABLED.|NAME OF ENTITY:Kate M Kelley Foundation; No; 108 NORTH PITHRIDGE STREET; PITTSBURGH; PA; 15213; charitable foundation; trustee; 1/1/1963; 1; 1; grants given annual to catholic institutions and charities|NAME OF ENTITY:IFFT & PALMER ASSOCIATES, LLC; Yes; 625 STANWIX STREET STE 2104; PITTSBURGH; PA; 15222; FINANCIAL SERVICES/DBA; OWNER/PRESIDENT; 7/1/2013; 160; 160; SALE AND SERVICE OF INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 625 STANWIX STREET STE 2104; PITTSBURGH; PA; 15222; fixed insurance sales; INDEPENDENT INSURANCE AGENT; 6/8/2009; 160; 160; sales of fixed insurance products|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-28 |
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