James Calvin Hulsey

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2023-06-29
TX	RA	APPROVED_RES	2023-06-29

AL RA
APPROVED

Since 2023-06-29
TX RA
APPROVED_RES

Since 2023-06-29

Branch Locations

Northport, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employed	Northport	AL	02/1973	Present
Cetera Wealth Services, Llc	El Segundo	CA	09/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

02/1973 → Present

Self Employed

Northport, AL
09/2013 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2006-05-24 → 2013-09-03

Walnut Street Securities, Inc.

Northport, AL
1993-10-13 → 2006-11-02

Walnut Street Advisers Inc

Northport, AL

Other Businesses

INDEPENDENT INSURANCE AGENT SELLING DENTAL AND GROUP DISABILITY INCOME, DISABILITY, FIXED ANNUITIES,LIFE/ACCIDENT/HEALTH, LONG-TERM CARE FOR HULSEY & ASSOCIATES INSURANCE & FINANCIAL SERVICES, INC,FROM BUSINESS ADDRESS BEGAN 08/1960, 30HRS/WKDY, 10HRS/WKEND. NOTARY PUBLIC STAE OF ALABAMA FROM BUSINESS ADDRESS 0 HOURS STARTED 9/95

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-10-07

S63 Uniform Securities Agent State Law Examination

1985-10-07

View on SEC IAPD