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Robert Joseph Hugli

Morgan Stanley

Washington, DC

Johns Island, SC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-07-25
IA RA APPROVED 2022-07-21
TX RA APPROVED_RES 2016-02-10
DC RA APPROVED 2009-06-01
  • SC RA
    APPROVED
    Since 2022-07-25
  • IA RA
    APPROVED
    Since 2022-07-21
  • TX RA
    APPROVED_RES
    Since 2016-02-10
  • DC RA
    APPROVED
    Since 2009-06-01

Branch Locations

1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States

Johns Island, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Washington DC 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Washington, DC
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2006-02-21 → 2009-06-01
    Citigroup Global Markets Inc.
    Washington, DC
    New York, NY
    Washington, DC
  • 1995-12-02 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-07-13
S63 Uniform Securities Agent State Law Examination 1986-07-03
  • S65 Uniform Investment Adviser Law Examination
    1994-07-13
  • S63 Uniform Securities Agent State Law Examination
    1986-07-03

View on SEC IAPD

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