Roger Allen Hubley

Current Employers

Networth Asset Management, Inc

The Villages, FL • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-12-23
PA	RA	APPROVED	2013-04-01
FL	RA	APPROVED	2000-11-21

MN RA
APPROVED

Since 2013-12-23
PA RA
APPROVED

Since 2013-04-01
FL RA
APPROVED

Since 2000-11-21

Branch Locations

The Villages, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Networth Asset Management, Inc	Marco Island	FL	10/1977	Present
Intercarolina Financial Services, Inc.	Grensboro	NC	07/2015	03/2024
Transitional Broker Llc.	Draper	UT	03/2024	Present

10/1977 → Present

Networth Asset Management, Inc

Marco Island, FL
07/2015 → 03/2024

Intercarolina Financial Services, Inc.

Grensboro, NC
03/2024 → Present

Transitional Broker Llc.

Draper, UT

Previous Registrations

2011-09-28 → 2015-02-18

Girard Securities, Inc.

San Diego, CA

Marco Island, FL

Minneapolis, MN

Landsdale, PA

Other Businesses

PRESIDENT, NETWORTH ASSET MANAGEMENT,INC A REGISTERED INVESTMENT ADVISORY FIRM 40/HOURS WEEK, AGENT LIFE & HEALTH INSURANCE SALES 40/HOURS WEEK, RENTAL REAL ESTATE NOT INVESTMENT RELATED BUSINESS OFFICE RENTAL OWNER 5/HOURS WEEK. Officer of CarAmy, LLC a real estate investment company - 1 hour per month. VARIOUS LIFE INSURANCE COMPANIES. AS LICENSED AND APPOINTED INSURANCE AGENT.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-04-15

S63 Uniform Securities Agent State Law Examination

1985-04-15

Designations

View on SEC IAPD