Frank Stephen Hiegel

Current Employers

Heritage Asset Managers, Inc.

Little Rock, AR • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-05-20
LA	RA	APPROVED	2018-05-15
AR	RA	APPROVED	2018-05-10

TX RA
APPROVED_RES

Since 2018-05-20
LA RA
APPROVED

Since 2018-05-15
AR RA
APPROVED

Since 2018-05-10

Branch Locations

Little Rock, AR • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Little Rock	AR	06/2009	04/2018
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	04/2018
Heritage Asset Managers, Inc	North Little Rock	AR	05/2018	Present

06/2009 → 04/2018

Morgan Stanley Smith Barney

Little Rock, AR
01/2015 → 04/2018

Morgan Stanley Private Bank, National Association

New York, NY
05/2018 → Present

Heritage Asset Managers, Inc

North Little Rock, AR

Previous Registrations

2009-06-01 → 2018-04-20

Morgan Stanley

Little Rock, AR
1992-11-19 → 2009-06-01

Citigroup Global Markets Inc.

Little Rock, AR

Little Rock, AR

Other Businesses

K &F HIEGEL LLC, OWNER; INVESTMENTS; DURING BUSINESS HOURS-1, AFTER BUSINESS HOUR- 0; LITTLE ROCK, AR; START DATE: 10/2004;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-02-06
S63	Uniform Securities Agent State Law Examination	1979-07-17

S65 Uniform Investment Adviser Law Examination

1998-02-06
S63 Uniform Securities Agent State Law Examination

1979-07-17

View on SEC IAPD