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Timothy Jefferson Healy

The Healy Group LLC

New York, NY

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Current Employers
The Healy Group Llc

New York, NY • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-03
NY RA APPROVED 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2023-04-03
  • NY RA
    APPROVED
    Since 2021-07-21

Branch Locations

New York, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Healy Group Llc New York NY 04/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-05
S63 Uniform Securities Agent State Law Examination 1993-04-05
  • S65 Uniform Investment Adviser Law Examination
    1997-02-05
  • S63 Uniform Securities Agent State Law Examination
    1993-04-05
Other Names
  • Timothy Jefferson Healy

View on SEC IAPD

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