Gilbert Ralph Hawkins

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-10-12

CA RA
APPROVED

Since 2025-10-12

Branch Locations

Santa Rosa, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Questar Capital Corporation	Minneapolis	MN	07/2015	12/2018
Questar Asset Mangement	Minneapolis	MN	07/2015	12/2018
Lpl Financial Llc	Santa Rosa	CA	01/2019	Present

07/2015 → 12/2018

Questar Capital Corporation

Minneapolis, MN
07/2015 → 12/2018

Questar Asset Mangement

Minneapolis, MN
01/2019 → Present

Lpl Financial Llc

Santa Rosa, CA

Previous Registrations

2015-07-21 → 2019-01-10

Questar Asset Management, Inc.

Santa Rosa, CA

Minneapolis, MN
2009-09-08 → 2015-07-23

Lpl Financial Llc

Santa Rosa, CA

Santa Rosa, CA
2009-01-02 → 2009-09-08

Associated Securities Corp.

Santa Rosa, CA

San Mateo, CA
1998-06-21 → 2008-12-31

Fsc Securities Corporation

Santa Rosa, CA

Santa Rosa, CA

Other Businesses

1) 12/17/2018 - CALIFORNIA HAWK WEALTH Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 07/2015 - 140 hr/mth