Stephen Lind Harris

Current Employers

Employment History

• 08/1994 → Present
  Stephen L. Harris, Clu & Associates
  Dallas, TX
• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1) NAME OF OTHER BUSINESS: STEPHEN L. HARRIS CLU & ASSOCIATES, INVESTMENT RELATED: YES, ADDRESS: 1701 N. COLLINS BLVD. SUITE 215. RICHARDSON, TEXAS 75080, NATURE OF BUSINESS: INSURANCE, POSITION/TITLE/RELATIONSHIP: BROKER, START DATE: 1980, APX NUMBER OF HOURS PER WEEK: 1 HOUR PER WEEK, BRIEF DESCRIPTION OF DUTIES: SALES OF INSURANCE AND EMPLOYEE BENEFIT PLANS AS BROKER; 2) NAME OF OTHER BUSINESS: ARK HOUSE, INVESTMENT RELATED: NO, ADDRESS: PO BOX 833656 RICHARDSON, TX 75083; NATURE OF BUSINESS: NON-PROFIT ORGANIZATION, POSITION/TITLE/RELATIONSHIP: CHAIRMAN, START DATE: 07/2024, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: RAISE FUNDS FOR ARK HOUSE FOUNDATION WHICH PROVIDES LOW COST HOUSING FOR PATIENTS AND THEIR FAMILIES WHILE RECEIVING EXTENDED MEDICAL CARE IN DALLAS; 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: NO , ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 07/1971, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-07-25

Designations

Other Names

• Steve Harris