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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2019-01-24
TX RA APPROVED_RES 2011-07-26
MD RA APPROVED 2007-12-03
  • DC RA
    APPROVED
    Since 2019-01-24
  • TX RA
    APPROVED_RES
    Since 2011-07-26
  • MD RA
    APPROVED
    Since 2007-12-03

Branch Locations

1 Park Pl, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baltimore MD 08/2007 Present
Bank Of America, N.A. Baltimore MD 12/2009 Present
Other Businesses

I*392933, Entity Type Charitable, Name of OBA: Mount Saint Joseph High School Address: Baltimore, MD 21229 Investment Related: Yes Position, Title, Association: Committee, Board Member Employee Start Date:10/01/2024 No Hours: 1 hr weekly No Hours during trading:0 Duties: Board Member for the school. Beginning term on July 1, 2017. Nature of role is to assist in fundraising for the school, as well as help overall leadership govern the strategy and direction of the school and school's mission. As of Sept 2024 I have also been asked to join the Investment committee that oversees the endowment management by a 3rd party. I*480027 Entity Type: For Profit Name of OBA: Fleetpro, Inc. Address: Halethorpe, MD 21227 Investment Related: No Position, Title, Association: Employee Start Date: 09/20/2020 Number of Hours: 10, Yearly Number of Hours during trading: 0 Duties: Family business / fleet maintenance I meet with company owners (brother and Father) on about semi annual basis to discuss strategy of the business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-21
  • S66 Uniform Combined State Law Examination
    2007-11-21

View on SEC IAPD

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