W. Joseph Harper

Current Employers

Hp & Associates

Bellefontaine, OH • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2019-08-15

OH RA
APPROVED

Since 2019-08-15

Branch Locations

Bellefontaine, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Harper Associates	Columbus	OH	04/1983	07/2019

04/1983 → 07/2019

Harper Associates

Columbus, OH

Previous Registrations

2003-11-21 → 2019-06-27

W. Joseph Harper

Columbus, OH

Naples, FL

Columbus, OH

Columbus, OH

Columbus, OH

Other Businesses

Director of family owned funeral Business in Columbus Ohio with no day to day responsibility

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-04-11
S63	Uniform Securities Agent State Law Examination	1986-09-26

S65 Uniform Investment Adviser Law Examination

1996-04-11
S63 Uniform Securities Agent State Law Examination

1986-09-26

Other Names

W Joseph Harper
Walter Joseph Harper

View on SEC IAPD