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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2012-06-04 |
Branch Locations
4007 Village Park Dr, Kightsdale, NC 27545 • United States
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2012-06-01 |
Branch Locations
4007 Village Park Drive, Knightdale, NC 27545 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Mutual/Capital Analyst Inc | Radnor | PA | 01/1972 | Present |
| Capital Analysts, Incorporated | Troy | MI | 01/1972 | Present |
| Lincoln Investment | Knightdale | NC | 06/2012 | Present |
GAITS OF HEAVEN, LLC POSITION: PARTNER NATURE: HORSE MANAGEMENT INVESTMENT RELATED: NO NUMBER OF HOURS: 8 INVESTMENT RELATED HOURS: 0 START DATE: 07/01/2000 ADDRESS: 9701 OAKLEY RD., ZEBULON NC 27597 DESCRIPTION: RAISING, TRAINING AND SHOWING HORSES CAPITAL ANALYSTS OF NC INC POSITION: President and Owner NATURE: insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/1976 ADDRESS: 4007 Village Park Dr., Knightdale NC 27545, United States DESCRIPTION: fixed life and health and annuity sales and service ST. JACK LLC POSITION: owner NATURE: hold office condo lease INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2000 ADDRESS: 4007 Village Park Dr., Knightdale NC 27545, United States DESCRIPTION: Entity used which holds title to our office condo.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1980-08-29 |
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