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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-08-21
LA RA APPROVED 2023-08-10
NH RA APPROVED 2023-08-10
NC RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • NE RA
    APPROVED
    Since 2023-08-21
  • LA RA
    APPROVED
    Since 2023-08-10
  • NH RA
    APPROVED
    Since 2023-08-10
  • NC RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

Wilmington, NC • United States

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Personal Capital Advisors Corporation Redwood City CA 05/2016 01/2023
Empower Advisory Group, Llc Greenwood Village CO 04/2023 05/2023
Mercer Global Advisors Inc. Wilmington NC 08/2023 Present
Previous Registrations
  • 2023-04-03 → 2023-08-30
    Greenwood Village, CO
  • 2016-05-10 → 2023-04-03
    Personal Capital Advisors Corporation
    Denver, CO
    Atlanta, GA
    Wilmington, NC
  • 2012-02-17 → 2016-05-06
    Woodbury Financial Services, Inc.
    Newport News, VA
  • 2010-12-10 → 2012-02-17
    Cetera Investment Services Llc
    Yorktown, VA
  • 2008-07-09 → 2010-12-10
    Cetera Wealth Services, Llc
    Yorktown, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-11
  • S66 Uniform Combined State Law Examination
    2008-01-11
Designations

View on SEC IAPD

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