Gerald Thomas Goss

Current Employers

Employment History

• 06/2014 → Present
  Goss Wealth Management Llc
  Baton Rouge, LA
• 06/2014 → Present
  Lpl Financial Llc
  Baton Rouge, LA

Previous Registrations

• 2012-12-07 → 2014-06-23
  Wells Fargo Advisors Financial Network, Llc
  New Orleans, LA
  Baton Rouge, LA
• 2009-06-02 → 2012-12-07
  Wells Fargo Clearing Services, Llc
  Baton Rouge, LA

Other Businesses

1. 6/20/2014: GOSS WEALTH MANAGEMENT - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 100%. 2. 11/5/2014: GOSS VENTURES, LLC - INVESTMENT RELATED - 735 OAK HILLS PKWY, BATON ROUGE, LA 70810 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - STARTED 10/01/2014 - 0 HOURS PER MONTH - I co-own this entity with my son, Alex. The entity exists to passively own outside investments in other start-up companies 3. 2/11/2015: GWM ADVISORS - INVESTMENT RELATED - 6300 Corporate Blvd Suite 120, Baton Rouge, LA 70809 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STARTED 02/03/2015 - 160 HOURS PER MONTH DURING SECURITIES TRADING. 4. 1/21/2016: GWM ADVISORS, LLC - DBA: (Hybrid) Goss Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/05/2016 - 180 Hours Per Month/140 Hours During Securities Trading - IAR. 5. 3/18/2016: Goss Client Business LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 03/09/2016 - 0 Hours Per Month. 6. 6/15/2016: GWM Advisors, LLC - Registered Investment Advisor DBA - (Hybrid) French Financial - INV REL - Start 05/03/2016 - 7607 Fern Ave., Shreveport, LA 71105 - IAR - 10 Hr/Mo; 10 Hours During Securities Trading 7. 08/30/2016: GWM Shreveport LLC - DBA for LPL Business (entity for LPL business) - INV REL - 6300 Corporate Blvd, Suite 120, Baton Rouge, LA 70809 - Start 03/18/2016 - No Time Spent 8. 6/27/2017 - GWM Advisors, LLC - DBA: Goss Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 06/21/2017 - 160 Hours Per Month/6 Hours During Trading. 9. 5/15/2018 - GWM Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 02/03/2015 - 160 Hour(s) Per Month/160 Hour(s) During Trading - I provide investment advisory services through GWM Advisors, LLC, an independent investment advisor firm. I started this business activity in 02/2015. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10. 7/17/2018 - Goss Advisors Real Estate - Investment Related - New Orleans LA 70113 - Real Estate Rental - Started 07/02/2018 - 0 Hours Per Month. 11. 04/13/2022 - JDGF Capital LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 12/02/2021 - 0 Hours Per Month/ 0 Hours During Securities Trading 12. 08/04/2023 - Goss Client Business LLC - INV REL - At Reported Business Location(s) - Insurance Agency - Start 7/28/2023 - 2 HRS Per Month/ 0 HRS During Trading 13. 08/09/2023 - Goss Tax Services LLC - INV REL - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start 1/1/2023 - 0 HRS Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-06-01
• S63 Uniform Securities Agent State Law Examination
  1983-06-14

Designations