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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-04-25 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
200 Broadway #305, Lynnfield, MA 01940 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bruce N. Goodman | Boston | MA | 09/1978 | 10/2016 |
| Lpl Financial Llc | Lynnfield | MA | 12/1989 | 11/2020 |
| Bruce N. Goodman | Lynnfield | MA | 12/1989 | 10/2016 |
| Shepherd Financial Partners, Llc | Winchester | MA | 10/2016 | 11/2020 |
| Bickling Financial Services, Inc. | Lexington | MA | 11/2020 | 03/2023 |
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2021 | 03/2023 |
| Hightower Advisors | Chicago | IL | 03/2023 | Present |
(1) 08/20/2009: Bruce N. Goodman - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 10% Time Spent - sell and service life, health and disability insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-07 |
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