Best Investors Account Sign in

Francis Patrick Gemino

Henley & Company Wealth Management LLC

Uniondale, NY

Claim This Profile
Current Employers
Henley & Company Wealth Management Llc

506 Rxr Plaza, Uniondale, NY 11556 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-08
CT RA APPROVED 2020-01-14
  • NY RA
    APPROVED
    Since 2021-04-08
  • CT RA
    APPROVED
    Since 2020-01-14

Branch Locations

506 Rxr Plaza, Uniondale, NY 11556 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Henley & Company Llc Uniondale NY 06/2004 Present
Henley & Company Wealth Management Llc Uniondale NY 06/2004 Present
Henley & Company Wealth Management Llc Uniondale NY 09/2007 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-02-17
S63 Uniform Securities Agent State Law Examination 1980-05-22
  • S65 Uniform Investment Adviser Law Examination
    2010-02-17
  • S63 Uniform Securities Agent State Law Examination
    1980-05-22
Other Names
  • Pat Gemino

View on SEC IAPD

More in Uniondale, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor