Herbert Crawford Gates

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-04-30

TX RA
APPROVED

Since 2024-04-30

Branch Locations

Fort Worth, TX • United States

3950 Fossil Creek Blvd. Ste. 203, Fort Worth, TX 76137 • United States

3950 Fossil Creek Blvd Ste 203, Fort Worth, TX 76137 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors Corporation	Dallas	TX	06/1998	03/2024
Lincoln Financial Advissors Corporation	Fort Worth	TX	03/2024	04/2024
Lpl Financial Llc	Fort Worth	TX	04/2024	Present

06/1998 → 03/2024

Lincoln Financial Advisors Corporation

Dallas, TX
03/2024 → 04/2024

Lincoln Financial Advissors Corporation

Fort Worth, TX
04/2024 → Present

Lpl Financial Llc

Fort Worth, TX

Previous Registrations

1998-06-01 → 2024-04-30

Osaic Fa, Inc.

Fort Worth, TX

Ft Worth, TX

Fort Worth, TX

Other Businesses

1. 04/24/2024- Sage Private Wealth Services- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Location (s) 2. 04/24/2024- Herbert Crawford Gates- Real Estate- Inv Rel- TX 76137- 2 hr per mnth- 2 hr during trading- start date 03/01/1884

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-09-17

S63 Uniform Securities Agent State Law Examination

1985-09-17

Designations

Other Names

H Crawford Gates

View on SEC IAPD