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Thomas Edward Fowler

Osaic Wealth, Inc.

Bellevue, WA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-01-19
  • WA RA
    APPROVED
    Since 2024-01-19

Branch Locations

14205 Se 36Th St Suite 120, Bellevue, WA 98006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fowler Financial Group Bellevue WA 09/1993 Present
Rainier Brokerage Group Llc Bellevue WA 08/2002 Present
Woodbury Financial Services Bellevue WA 03/2009 01/2024
Osaic Wealth, Inc. Bellevue WA 01/2024 Present
  • 09/1993 → Present
    Fowler Financial Group
    Bellevue, WA
  • 08/2002 → Present
    Rainier Brokerage Group Llc
    Bellevue, WA
  • 03/2009 → 01/2024
    Woodbury Financial Services
    Bellevue, WA
  • 01/2024 → Present
    Bellevue, WA
Previous Registrations
  • 2009-03-13 → 2024-01-19
    Woodbury Financial Services, Inc.
    Bellevue, WA
    Bellevue, WA
    Renton, WA
    Bellevue, WA
  • 2001-04-24 → 2009-03-18
    St. Petersburg, FL
    Mukilteo, WA
    Bellevue, WA
    Bellevue, WA
Other Businesses

1)RAINIER BROKERAGE GROUP; NONINVT REL; 12400 SE 38th Street, Ste. 203 Bellevue, WA 98006; IND FIXED INS; AGENT/OWNER; START 08/01/2002; 1 HR/MO, NONE DURING TRADING; COLLECT COMMISSIONS. 2)FOWLER FIN GROUP; INVT REL; 12400 SE 38th Street, Ste. 203 Bellevue, WA 98006; IND INS AGENT; PRESIDENT; START 10/01/1984; 100 HRS/MO; 100 HRS/MO DURING TRADING; INS SALES. 3)FOWLER GROUP; NONINVT REL; 12400 SE 38th Street, Ste. 203 Bellevue, WA 98006; DBA; OWNER; START 09/15/2010; 5 HRS/MO; 5 HRS/MO DURING TRADING. 4)CROSSROADS BIBLE CHURCH; NONINVT REL; 15815 SE 37TH STREET, BELLEVUE WA 98009; CHURCH; ELDER CMTE; START 01/01/1980; 2 HRS/MO, NONE DURING TRADING; ATTEND MEETINGS. 5)THOMAS FOWLER; NONINVT REL; 12400 SE 38th Street, Ste. 203 Bellevue, WA 98006; AUTHOR; START 01/01/2011; 1HR/MO; 1HR/MO DURING TRADING; AUTHOR WRITING ARTICLES. 6)THOMAS FOWLER; NONVINT REL; 12400 SE 38th Street, Ste. 203 Bellevue, WA 98006; PUBLIC SPEAKING; SPEAKER; START 01/01/2011; 1HR/MO; 1HR/MO DURING TRADING; PUBLIC SPEAKING OCCASIONAL FEES. 7)THE FOWLER FINANCIAL GROUP; INVT REL; 12400 SE 38th Street, Ste. 203 Bellevue, WA 98006; LIFE SETTLEMENT; PRESIDENT; START 09/01/2011; 1HR/MO, NONE DURING TRADING; LIFE SETTLEMENT OPTIONS. 8) FOWLER FINANCIAL GROUP POSITION: President NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 11/24/1993 ADDRESS: 11911 NE 1st Street, Suite 205, Bellevue WA 98005, United States DESCRIPTION: Sales and planning

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-07
S63 Uniform Securities Agent State Law Examination 1984-08-01
  • S65 Uniform Investment Adviser Law Examination
    1999-12-07
  • S63 Uniform Securities Agent State Law Examination
    1984-08-01

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