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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2011-02-16
LA RA APPROVED 2008-07-07
OH RA APPROVED 2006-11-27
TX RA APPROVED_RES 2006-10-17
CA RA APPROVED 2006-09-15
  • NC RA
    APPROVED
    Since 2011-02-16
  • LA RA
    APPROVED
    Since 2008-07-07
  • OH RA
    APPROVED
    Since 2006-11-27
  • TX RA
    APPROVED_RES
    Since 2006-10-17
  • CA RA
    APPROVED
    Since 2006-09-15

Branch Locations

2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States

601 S. Figueroa Street Floor 35, Los Angeles, CA 90017 • United States

Rolling Hills, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Los Angeles CA 10/2010 Present
J.P. Morgan Securities Llc Los Angeles CA 10/2008 Present
Previous Registrations
Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-02-05
S63 Uniform Securities Agent State Law Examination 1981-06-10
  • S65 Uniform Investment Adviser Law Examination
    1992-02-05
  • S63 Uniform Securities Agent State Law Examination
    1981-06-10
Other Names
  • Gary Ray Fournier

View on SEC IAPD

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