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Harvey Lee Ford

LPl Financial LLC

Austin, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-10
  • TX RA
    APPROVED
    Since 2025-07-10

Branch Locations

Austin, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Next Financial Group, Inc. Houston TX 07/2015 Present
Lpl Financial Llc Austin TX 07/2025 Present
  • 07/2015 → Present
    Next Financial Group, Inc.
    Houston, TX
  • 07/2025 → Present
    Lpl Financial Llc
    Austin, TX
Previous Registrations
  • 2015-07-30 → 2025-07-10
    Next Financial Group, Inc.
    College Station, TX
    Austin, TX
  • 2010-04-12 → 2015-07-29
    Jhs Capital Advisors, Llc
    Tampa, FL
    Austin, TX
    Portland, OR
  • 2007-10-23 → 2010-03-30
    Gunnallen Financial, Inc
    Austin, TX
    Tampa, FL
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-02-02
S63 Uniform Securities Agent State Law Examination 1984-01-24
  • S65 Uniform Investment Adviser Law Examination
    1993-02-02
  • S63 Uniform Securities Agent State Law Examination
    1984-01-24
Other Names
  • Harvey Lee Ford

View on SEC IAPD

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