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Paul Joseph Ferguson

Israels Ferguson Asset Advisors LLC

New York, NY

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Current Employers
Israels Ferguson Asset Advisors Llc

New York, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APP_PEND_IARCE 2026-01-01
NY RA APPROVED 2021-05-25
  • NJ RA
    APP_PEND_IARCE
    Since 2026-01-01
  • NY RA
    APPROVED
    Since 2021-05-25

Branch Locations

New York, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Israels Ferguson Asset Advisors Llc New York NY 06/2009 Present
Retired New York NY 01/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-02-04
S63 Uniform Securities Agent State Law Examination 1980-09-17
  • S65 Uniform Investment Adviser Law Examination
    2010-02-04
  • S63 Uniform Securities Agent State Law Examination
    1980-09-17
Other Names
  • Paul Joseph Ferguson

View on SEC IAPD

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