George John Feneis

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-03-30
NJ	RA	APPROVED	2012-02-24

TX RA
APPROVED_RES

Since 2017-03-30
NJ RA
APPROVED

Since 2012-02-24

Branch Locations

650 From Road Suite 225, Paramus, NJ 07652-3517 • United States

Oradell, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Paramus	NJ	02/2012	Present
City National Bank	Paramus	CT	10/2016	Present

02/2012 → Present

Rbc Capital Markets, Llc

Paramus, NJ
10/2016 → Present

City National Bank

Paramus, CT

Previous Registrations

2009-06-01 → 2012-03-20

Morgan Stanley

Paramus, NJ
2002-10-25 → 2009-06-01

Citigroup Global Markets Inc.

Paramus, NJ

Paramus, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-06-19
S63	Uniform Securities Agent State Law Examination	1984-03-26

S65 Uniform Investment Adviser Law Examination

2012-06-19
S63 Uniform Securities Agent State Law Examination

1984-03-26