Gerald Allen English

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-03-27
CO	RA	APPROVED	2006-11-27

TX RA
APPROVED_RES

Since 2017-03-27
CO RA
APPROVED

Since 2006-11-27

Branch Locations

Colorado Springs, CO • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Linsco Private Ledger	Colorado Springs	CO	11/2006	Present

11/2006 → Present

Linsco Private Ledger

Colorado Springs, CO

Previous Registrations

2004-03-05 → 2006-12-14

D.A. Davidson & Co.

Colorado Springs, CO

Colorado Springs, CO
2001-11-15 → 2004-03-18

Keybanc Capital Markets Inc.

Colorado Springs, CO

Other Businesses

1. 11/26/2010 - DBA ONLY, ENGLISH FINANCIAL SERVICES

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-11-09
S63	Uniform Securities Agent State Law Examination	1980-08-11

S65 Uniform Investment Adviser Law Examination

1998-11-09
S63 Uniform Securities Agent State Law Examination

1980-08-11

Other Names

Al English

View on SEC IAPD