Neil Eric Elmouchi

Current Employers

Employment History

• 10/1985 → 01/2023
  Summit Financial Consultants, Inc - (Crd # 134192)
  Westlake Village, CA
• 02/2015 → 06/2022
  Triad Advisors Llc
  Norcross, GA
• 06/2022 → Present
  Creative Planning Institutional Advisors, Llc
  Newport Beach, CA
• 06/2022 → 01/2026
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2026 → Present
  Creative Planning, Llc
  Westlake Village, CA

Previous Registrations

• 1998-11-30 → 2022-12-22
  Summit Financial Consultants, Inc.
  Westlake Village, CA
• 1998-09-11 → 2015-03-09
  Lpl Financial Llc
  Westlake Village, CA
  Westlake Village, CA
  Agoura Hills, CA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/1973; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: PROVISORS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NETWORKING GROUP; START DATE: 10/2009; POSITION/TITLE/RELATIONSHIP: EXECUTIVE COUNCIL MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: HELPING TO PLAN NETWORK ACTIVITIES FOR MEMBERS OF OUR GROUP. PROVIDE ACCESS TO SFC'S/OUR CONFERENCE ROOM FOR MEMBERS MONTHLY MEETINGS AND BRING FOOD IN FOR MEMBERS ATTENDING THE MEETING. (COFFEE, BAGELS, ETC.) 3. NAME OF OTHER BUSINESS: THE WISE INVESTOR BOOK; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOOK; START DATE: 01/1997; POSITION/TITLE/RELATIONSHIP: AUTHOR; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: SOMETIMES GIVE A COPY OF THE BOOK TO CLIENTS AND PROSPECTIVE CLIENTS AT NO COST; 4. NAME OF OTHER BUSINESS: NOGO STUDIOS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ONLINE VIDEO GAME; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: I COME UP WITH VIDEO GAME IDEAS AND HIRE OTHER PROGRAMERS TO DEVELOP THE SOFTWARE;

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-04
• S63 Uniform Securities Agent State Law Examination
  1990-11-09

Designations