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William Terrence Eichinger

Wells Fargo Clearing Services, LLC

Clinton, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
TX RA APPROVED_RES 2013-05-10
NJ RA APPROVED 2002-05-10
  • NY RA
    APPROVED
    Since 2021-07-27
  • TX RA
    APPROVED_RES
    Since 2013-05-10
  • NJ RA
    APPROVED
    Since 2002-05-10

Branch Locations

178 Woods Park Dr, Clinton, NY 13323 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New Hartford NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc New Hartford NY 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-14
S63 Uniform Securities Agent State Law Examination 1988-02-06
  • S65 Uniform Investment Adviser Law Examination
    1999-12-14
  • S63 Uniform Securities Agent State Law Examination
    1988-02-06
Designations
Other Names
  • Bill Eichinger

View on SEC IAPD

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