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Current Employers
Dudley Capital Management Llc

115 The Plains Road Suite 250, Middleburg, VA 20117 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2019-03-07
  • VA RA
    APPROVED
    Since 2019-03-07

Branch Locations

115 The Plains Road Suite 250, Middleburg, VA 20117 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Washington DC 06/2009 02/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 02/2017
Dudley Capital Management Llc Middleburg VA 02/2017 Present
  • 06/2009 → 02/2017
    Morgan Stanley Smith Barney
    Washington, DC
  • 01/2015 → 02/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 02/2017 → Present
    Middleburg, VA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-29
S63 Uniform Securities Agent State Law Examination 1979-11-14
  • S65 Uniform Investment Adviser Law Examination
    2004-06-29
  • S63 Uniform Securities Agent State Law Examination
    1979-11-14
Other Names
  • Thomas Underwood Dudley
  • Thomas Underwood Dudley
  • Thomas U Dudley Ii

View on SEC IAPD

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