Gerald Butler Dubey

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-06-18
CT	RA	APPROVED	2009-04-02

TX RA
APPROVED_RES

Since 2009-06-18
CT RA
APPROVED

Since 2009-04-02

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Chester, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Hartford	CT	04/2009	Present

04/2009 → Present

Ubs Financial Services Inc

Hartford, CT

Previous Registrations

1993-01-28 → 2009-04-21

Citigroup Global Markets Inc.

Hartford, CT

Hartford, CT

Other Businesses

1)CONNECTICUT RIVER MUSEUM / 67 MAIN STREET ESSEX CT 06412 / FOUNDATION / OTHER 503 C(3) / MARITIME MUSEUM / OTHER TRUSTEE EMERITUS / NON-VOTING TRUSTEE / START DATE 06/30/2010.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-08-08
S63	Uniform Securities Agent State Law Examination	1982-06-03

S65 Uniform Investment Adviser Law Examination

1996-08-08
S63 Uniform Securities Agent State Law Examination

1982-06-03

Other Names

Gerry Dubey

View on SEC IAPD