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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-05-06
CA RA APPROVED 2012-04-16
  • TX RA
    APPROVED_RES
    Since 2013-05-06
  • CA RA
    APPROVED
    Since 2012-04-16

Branch Locations

3075A Hansen Way, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Menlo Park CA 03/2012 Present
Bank Of America, N.A. Menlo Park CA 04/2012 Present
  • 03/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Menlo Park, CA
  • 04/2012 → Present
    Bank Of America, N.A.
    Menlo Park, CA
Previous Registrations
Other Businesses

I*83667 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: Y ADDRESS OF BUSINESS: SHERMAN OAKS, CALIFORNIA 91403 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/1/2015 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS A RENTAL PROPERTY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-28
  • S66 Uniform Combined State Law Examination
    2008-04-28
Other Names
  • Jolon Edgor Carl Staubli
  • Jolon Edgar Carl Staubli

View on SEC IAPD

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