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579 Main Street, Bolton, MA 01740 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2007-11-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bolton Global Capital | Bolton | MA | 02/2006 | Present |
| Bolton Global Asset Management | Bolton | MA | 11/2007 | Present |
1) Investment Advisor Representative with Bolton Global Asset Management, conducting business under DOW Wealth Management LLC and acting as Senior Financial Advisor and Portfolio Manager. Investment related and conducted from branch location. This role represents full-time job and is balanced with securities commission-based services. Began upon association with current firm. 2) Owner of rental property under personal name. Not investment related and not conducted from Branch location. Less than an hour spent on activity per month outside business hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-09-16 |
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