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Current Employers
Bolton Securities Corporation

579 Main Street, Bolton, MA 01740 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2007-11-26
  • ME RA
    APPROVED
    Since 2007-11-26

Branch Locations

358 U. S. Route One, Falmouth, ME 04105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bolton Global Capital Bolton MA 02/2006 Present
Bolton Global Asset Management Bolton MA 11/2007 Present
  • 02/2006 → Present
    Bolton Global Capital
    Bolton, MA
  • 11/2007 → Present
    Bolton Global Asset Management
    Bolton, MA
Other Businesses

1) Investment Advisor Representative with Bolton Global Asset Management, conducting business under DOW Wealth Management LLC and acting as Senior Financial Advisor and Portfolio Manager. Investment related and conducted from branch location. This role represents full-time job and is balanced with securities commission-based services. Began upon association with current firm. 2) Owner of rental property under personal name. Not investment related and not conducted from Branch location. Less than an hour spent on activity per month outside business hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-09-16
  • S63 Uniform Securities Agent State Law Examination
    1994-09-16

View on SEC IAPD

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