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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-15 |
Branch Locations
2101 Cedar Springs Road Suite 1850, Dallas, TX 75201 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usca Securities Llc | Dallas | TX | 02/2016 | Present |
| Usca Ria Llc | Dallas | TX | 02/2016 | 06/2021 |
| U.S. Capital Wealth Advisors, Llc | Austin | TX | 06/2021 | 06/2026 |
| Arax Advisory Partners | Dallas | TX | 06/2026 | Present |
1) J&J DIX PROPERTIES, LLC, NOT INVESTMENT-RELATED, 4500 BORDEAUX AVE, DALLAS, TX 75205, MEMBER, START DATE 06/2016, DEVOTE 0 HOURS TO ACTIVITY, FAMILY LLC CREATED FOR PRIVATE SECURITIES INVESTMENTS. 2)Jacqueline B Dix and John O Dix Jr; Investment related; Chatham NY; Rental; Landlord; June 2020;0 hours/month during market hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1982-04-29 |
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