Inactive

Michael Gregory Dickerson

Capital Markets Iq, LLC

New Orleans, LA

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Current Employers

Capital Markets Iq, Llc

Arlington, TX • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2026-06-29
FL	RA	APPROVED	2026-06-29
LA	RA	APPROVED	2020-09-18
VA	RA	APPROVED	2017-09-11
NC	RA	APPROVED	2017-07-21

AR RA
APPROVED

Since 2026-06-29
FL RA
APPROVED

Since 2026-06-29
LA RA
APPROVED

Since 2020-09-18
VA RA
APPROVED

Since 2017-09-11
NC RA
APPROVED

Since 2017-07-21

Branch Locations

Arlington, TX • United States

New Orleans, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Carlton Hall Asset Management, Llc	Durham	NC	08/2016	05/2017
Capital Markets Iq	Wilmington	DE	06/2017	Present

08/2016 → 05/2017

Carlton Hall Asset Management, Llc

Durham, NC
06/2017 → Present

Capital Markets Iq

Wilmington, DE

Previous Registrations

2016-08-05 → 2017-05-01

Carlton Hall Asset Management, Llc

Durham, NC

Winston Salem, NC
2012-02-15 → 2016-12-31

Hackett & Company, Inc.

Durham, NC

Weybridge, VT
2010-03-09 → 2012-02-21

Wellington Shields & Co., Llc

New York, NY
2003-07-31 → 2010-12-31

H. G. Wellington & Co., Inc.

New York, NY

New York, NY

New York, NY

New York, NY

Other Businesses

Owner of Michael G Dickerson, LLC, which has not commenced operations.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-08-05
S63	Uniform Securities Agent State Law Examination	1985-04-24

S66 Uniform Combined State Law Examination

2002-08-05
S63 Uniform Securities Agent State Law Examination

1985-04-24

View on SEC IAPD

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