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Current Employers
Charter Advisory Corporation

250 E. 96Th Street Suite 200, Indianapolis, IN 46240 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-10-02
  • LA RA
    APPROVED
    Since 2015-10-02

Branch Locations

Slidell, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Slidell LA 06/1989 Present
Lpl Financial Llc Slidell LA 09/2009 Present
Charter Advisory Corporation Slidell LA 09/2015 Present
  • 06/1989 → Present
    Self Employed
    Slidell, LA
  • 09/2009 → Present
    Lpl Financial Llc
    Slidell, LA
  • 09/2015 → Present
    Slidell, LA
Previous Registrations
  • 2013-05-13 → 2015-10-02
    Covington, LA
  • 2009-02-10 → 2009-09-08
    Mutual Service Corporation
    Boston, MA
    Slidell, LA
Other Businesses

(1) 03/02/2010 - NON-VARIABLE INSURANCE, LICENSED IN LIFE & HEALTH INSURANCE, DEVER & ASSOCIATES, 15% LA. (2) 08/11/2010- NON-VARIABLE INSURANCE, LICENSED TO PERFORM ABOVE INSURANCE ACTIVITY, DEVER & ASSOCIATES, 33%. (3) 05/15/2014 - NO BUSINESS NAME * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) (4) 11/24/2015 - Charter Advisory Corporation - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 09/09/15 - 60 Hours Per Month/45 Hours During Securities Trading - I provide investment advisory services through Charter Advisory Corporation, an independent investment advisor firm. I started this business activity in 09/2015. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 07/17/2026 - Lowell Dever, Jr TPA - Third Party Administrator (TPA) - Investment Related - At Reported Business Location(s) - Start Date 07/01/1994 - 3 hours per month/ 0 hours during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-01-25
  • S63 Uniform Securities Agent State Law Examination
    1990-01-25
Other Names
  • Lowell E Dever

View on SEC IAPD

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