Best Investors
Account
Sign in
250 E. 96Th Street Suite 200, Indianapolis, IN 46240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-10-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Slidell | LA | 06/1989 | Present |
| Lpl Financial Llc | Slidell | LA | 09/2009 | Present |
| Charter Advisory Corporation | Slidell | LA | 09/2015 | Present |
(1) 03/02/2010 - NON-VARIABLE INSURANCE, LICENSED IN LIFE & HEALTH INSURANCE, DEVER & ASSOCIATES, 15% LA. (2) 08/11/2010- NON-VARIABLE INSURANCE, LICENSED TO PERFORM ABOVE INSURANCE ACTIVITY, DEVER & ASSOCIATES, 33%. (3) 05/15/2014 - NO BUSINESS NAME * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) (4) 11/24/2015 - Charter Advisory Corporation - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 09/09/15 - 60 Hours Per Month/45 Hours During Securities Trading - I provide investment advisory services through Charter Advisory Corporation, an independent investment advisor firm. I started this business activity in 09/2015. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 07/17/2026 - Lowell Dever, Jr TPA - Third Party Administrator (TPA) - Investment Related - At Reported Business Location(s) - Start Date 07/01/1994 - 3 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-01-25 |
Reach out to this advisor