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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-04-06 |
| TX | RA | APPROVED_RES | 2022-04-05 |
Branch Locations
112 Westwood Pl. Ste 365, Brentwood, TN 37027 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Brentwood, TN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nbc Securities, Inc. | Birmingham | AL | 09/2000 | 04/2022 |
| Kestra Investment Services, Llc | Brentwood | TN | 04/2022 | Present |
| Kestra Advisory Services, Llc | Brentwood | TN | 04/2022 | Present |
NAME: NOTARY PUBLIC POSITION: Notary Public NATURE: Notary Public INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2022 ADDRESS: 112 Westwood Place, Suite 365, Brentwood TN 37027, United States DESCRIPTION: Must verify identity of person signing and requesting that I notarize their signature, observe the signing, add notary seal/my signature and document the instance in my notary book. See1.1.16 and 1.1.17 - Activity will likely be less than an hour per year. System would not take any lower value.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1982-03-22 |
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