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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
8540 Executive Woods Dr Ste 100, Lincoln, NE 68512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Lincoln | NE | 06/2006 | 07/2021 |
| Bigley Properties | Beatrice | NE | 11/2005 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Beatrice | NE | 09/2006 | 07/2021 |
| Nathan Rink | Lincoln | NE | 01/2010 | 07/2021 |
| Jerry Haertel | Lincoln | NE | 01/2010 | 07/2021 |
| Jason Rolf | Lincoln | NE | 01/2010 | 07/2021 |
| Rink & Rolf Inc. | Lincoln | NE | 01/2013 | 07/2021 |
| Lpl Financial Llc | Lincoln | NE | 07/2021 | Present |
1) 11/2015 - Real Estate Rental / Bigley Properties / Investment Related / 0Hrs/Mo / 1203 14th St Beatrice, NE 68310-2134 and 1911 Ella St Beatrice, NE 68310-3248 2) 10/11/2023: Rink & Rolf, Inc; DBA - NJN Financial Group; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 10/27/2023; 160hrs/mo. during trading. 3) 10/11/2023: A.V.E. Wealth Management; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 10/27/2023; 0hrs/mo. during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-14 |
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