Best Investors
Account
Sign in
Best Investors
Account
Sign in
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-29 |
Branch Locations
5420 Lyndon B Johnson 2 Lincoln Centre # 1300, Dallas, TX 75240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | Memphis | TN | 01/2015 | 05/2024 |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | 05/2024 |
| Tom Wunderlick | Dallas | TX | 05/2024 | 05/2024 |
| Northwestern Mutual Investment Services, Llc | Dallas | TX | 05/2024 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2024 | Present |
| Northwestern Mutual Wealth Management Company | Dallas | TX | 06/2024 | Present |
1)TITAS ORG, NOT INVESTMENT RELATED, 2100 ROSS AVE STE 650 DALLAS TX 75201, NON-PROFIT THEATRICAL ARTS CENTER, MEMBER OF BOARD OF TRUSTEE, STARTED 1996, 2 HRS DEVOTED PER MONTH DURING TRADING, ATTEND BOARD MEETINGS, REVIEW AND VOTE ON ISSUES BEFORE THE BOARD. 2) Crossley Family Partnership; Non-Investment related; 5355 Wenonah Dr. Dallas ,TX , 75209; General & Limited Partner; Oversite of management which is handled by my nephew. Undivided interest in family property in Smith County Texas. Start date 1985; 1 HR/ Month devoted none during securities trading hrs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1979-10-30 |
Reach out to this advisor