Joseph Michael Costello

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-01-01

CO RA
APPROVED

Since 2025-01-01

Branch Locations

Aurora, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Eps Settlements Group, Inc.	Greenwood Village	CO	01/1999	08/2017
World Capital Brokerage, Inc.	Denver	CO	03/2011	12/2018
Arcadia Settlements Group, Inc.	Greenwood Village	CO	09/2017	Present
Investment Research Corp	Denver	CO	01/2018	12/2019
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	01/2022	Present

01/1999 → 08/2017

Eps Settlements Group, Inc.

Greenwood Village, CO
03/2011 → 12/2018

World Capital Brokerage, Inc.

Denver, CO
09/2017 → Present

Arcadia Settlements Group, Inc.

Greenwood Village, CO
01/2018 → 12/2019

Investment Research Corp

Denver, CO
01/2022 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2018-01-16 → 2019-12-03

Investment Research Corp

Greenwood Village, CO

Denver, CO

Other Businesses

1) Arcadia Settlements, 5613 DTC Parkway, Suite 700, Greenwood Village, CO 80111, 01/2000, Employee, CEO Emeritus, NIR, 0 HR/MO - 0 HR/MO Trading. 2) Sage Settlements, 11044 Research Blvd, Suite D230, Austin, TX 78759, 01/2016, Sub Agent, Insurance, INV REL, 20 HR/MO - 20 HR/MO Trading. 3) CASE Coalition, 5613 DTC Parkway, Suite 700, Greenwood Village, CO 80111, 01/2017, Independent Contractor, Marketing, INV REL, 20 HR/MO - 20 HR/MO Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-10-13

S63 Uniform Securities Agent State Law Examination

1999-10-13

Other Names

Joe Costello
Joseph Michael Costello

View on SEC IAPD