Harvey Alec Cosgrove

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-10-19
MI	RA	APPROVED	2010-06-23

TX RA
APPROVED_RES

Since 2020-10-19
MI RA
APPROVED

Since 2010-06-23

Branch Locations

6161 28Th St. Se Ste 11, Grand Rapids, MI 49546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Fairfield	IA	04/2010	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	05/2010	Present

04/2010 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
05/2010 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Other Businesses

1) COSGROVE DIVERSIFIED FINANCIAL / 6161 28th Street SE Suite 11 GRAND RAPIDS, MI 49546 / 07/01/1972 / INV REL / INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES / 40 HR/MO - 16 HR/MO TRADING 2) CIRA / 1776 PLEASANT PLAIN RD, FAIRFIELD, IA 52556 / AS ADVISORY REP OF A RIA / INV REL / 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-01-22

S63 Uniform Securities Agent State Law Examination

1992-01-22

Designations

View on SEC IAPD

Current Employers

Cambridge Investment Research Advisors, Inc.

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

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