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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-09-10
GA RA APPROVED 2008-05-14
  • TX RA
    APPROVED_RES
    Since 2010-09-10
  • GA RA
    APPROVED
    Since 2008-05-14

Branch Locations

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Atlanta GA 05/2008 Present
Previous Registrations
Other Businesses

WEINSTEIN HOSPICE SUPPORTING FOUNDATION / 3150 HOWELL MILL RD ATLANTA, GA 30327 / CHARITY / FINANCIAL (CONSUMER & INVESTMENT SERVICES) / HOSPICE / OFFICER / ADVISORY / START DATE 05/15/2009.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-05
S63 Uniform Securities Agent State Law Examination 1979-07-10
  • S65 Uniform Investment Adviser Law Examination
    2007-06-05
  • S63 Uniform Securities Agent State Law Examination
    1979-07-10
Other Names
  • J. Samuel Coolik

View on SEC IAPD

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