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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-11-03 |
| TX | RA | APPROVED | 2015-05-13 |
| IL | RA | APPROVED | 2012-03-01 |
Branch Locations
555 E Butterfield Rd Ste 212, Lombard, IL 60148 • United States
Summerville, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 03/2012 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 03/2012 | Present |
| Independence Capital Financial Partners | Lombard | IL | 03/2012 | Present |
1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) BLUE ISLAND CITIZENS FOR PERSONS WITH DEVELOPMENTAL DISABILITIES, DBA BLUE CAP, 2155 BROADWAY BLUE ISLAND IL, BOARD OF DIRECTORS, 1/1/02, NIR, 2 HR/MO 1 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 03/2012 4) CLEARSTREAM PROPERTIES LLC, 3550 NORTH ARM RD ELY MN, 01/2024, MEMBER, HOLDING COMPANY, NIR, 2 HR/MO 0 HR/MO TRADING 5) ARTHUR MICHAEL CONNOR, 1096 Old Field Dr, Summerville SC 29483, United States, 02/25/2025, Notary, NIR, 1 HR/MO 0 HR/MO TRADING 6) ARTHUR MICHAEL CONNOR, 1096 Old Field Dr, Summerville SC 29483, United States, 02/25/2025, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-12-27 |
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