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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-07 |
| GA | RA | APPROVED | 2023-08-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Intervest International Equities Corp | Colorado Springs | CO | 08/2007 | 08/2023 |
| Osaic | Ludowici | GA | 08/2023 | Present |
1) DBA 1ST FINANCIAL SERVICES INT'L is used as my company name only. 2) CENTINEL FINANCIAL GROUP POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 120 START DATE: 08/01/2023 ADDRESS: 256 Palmer Place Lane NE, Ludowici GA 31316-6790, United States DESCRIPTION: Solicitation of securities products 3) INSURANCE BROKERAGE POSITION: owner NATURE: Sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 15 START DATE: 08/01/2023 ADDRESS: 256 Palmer Place Lane NE, Ludowici GA 31316-6790, United States DESCRIPTION: solicitation of non variable insurance products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-12 |
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